Ian Metcalf

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lawrence Dawson & Co. Limited

    FRN 134188

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 10. Broker fund adviser
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • CF30 Customer (29 Jan 2018 to 8 Dec 2019)
  • Haymarket Associates (IFA) LLP (no longer approved here)

    FRN 766211

    • Responsible for Insurance Mediation (3 Jul 2017 to 29 Jan 2018)
    • CF11 Money Laundering Reporting (3 Jul 2017 to 29 Jan 2018)
    • CF30 Customer (3 Jul 2017 to 30 Jan 2018)
    • CF4 Partner (3 Jul 2017 to 30 Jan 2018)
    • Responsibility for MCD Intermediation (3 Jul 2017 to 29 Jan 2018)
    • CF10 Compliance Oversight (3 Jul 2017 to 29 Jan 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 11 Jul 2017)
    • CF1 Director (AR) (1 Dec 2001 to 11 Jul 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Haymarket Associates Limited (no longer approved here)

    FRN 148922

    • Employed By (1 Dec 2001 to 11 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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