Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Apr 2013 to 30 Sep 2015)
- CF7 Sole Trader (AR) (30 Aug 2006 to 31 Jan 2007)
- CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Aug 2004 to 14 Apr 2005)
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- Employed By (12 Apr 2013 to 30 Sep 2015)
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- CF30 Customer (9 Apr 2010 to 4 Oct 2010)
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- Employed By (9 Apr 2010 to 4 Oct 2010)
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- Employed By (24 Jul 2006 to 31 Jan 2007)
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- Employed By (1 Nov 2005 to 12 Feb 2007)
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- Employed By (2 Aug 2004 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.