Ian Martin Tuck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
  • Broomfield & Alexander Wealth Management Ltd (no longer approved here)

    FRN 574362

    • Employed By (5 Oct 2012 to 11 Mar 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Jul 2008 to 2 Dec 2011)
    • CF21 Investment Adviser (18 May 2005 to 4 Jan 2006)
    • CF22 Investment Adviser (Trainee) (19 Apr 2004 to 18 May 2005)
  • Tuck Financial Services (no longer approved here)

    FRN 447144

    • Employed By (3 Feb 2006 to 2 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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