Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TIMMINS WHITTAKER LIMITED
FRN 137325
- SMF1 Chief Executive (since 22 Sep 2023)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (9 Mar 2012 to 30 Sep 2018)
- CF10 Compliance Oversight (4 Mar 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 May 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (9 May 2008 to 31 Mar 2009)
- CF30 Customer (1 Nov 2007 to 10 Feb 2011)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.