Ian Mark Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (27 Feb 2015 to 29 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 29 Mar 2019)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jan 2004 to 13 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.