Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2021)
    • SMF16 Compliance Oversight (since 6 May 2020)
    • SMF3 Executive Director (since 6 May 2020)
    • Responsibility for MCD Intermediation (since 6 May 2020)
    • Responsible for Insurance Distribution (since 6 May 2020)
  • F4B Commercial Limited (no longer approved here)

    FRN 772940

    • CF1 Director (4 Apr 2017 to 31 Aug 2019)
    • CF10 Compliance Oversight (4 Apr 2017 to 31 Aug 2019)
    • Responsibility for MCD Intermediation (4 Apr 2017 to 31 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.