Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BAKER DAVIES LTD
FRN 188992
- 9A. Advising on P2P agreements
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 1 Sep 2005)
- CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
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F P Wealth Management Ltd
FRN 438213
- (1)Employed By (since 1 Sep 2005)
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- (261)Employed By (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.