Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2023)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2023)
  • Maxwell Financial Planning Ltd (no longer approved here)

    FRN 515438

    • (6)Employed By (13 Apr 2010 to 31 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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