Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Sep 2015)
    • Employed By (since 24 Sep 2015)
    • Employed By (1 Oct 1998 to 31 Aug 2015)
  • Attfield James Independent Financial Advisers Ltd (no longer approved here)

    FRN 191347

    • Employed By (11 Sep 2008 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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