Ian Keith Neal

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bates Weston Corporate Finance LLP (no longer approved here)
FRN 768950
- CF4 Partner (22 Jun 2017 to 6 Apr 2018)
David Booler & Company (no longer approved here)
FRN 146287
- CF1 Director (AR) (5 May 2015 to 30 Oct 2018)
B W Financial Services Limited (no longer approved here)
FRN 189042
- (3)Employed By (24 Apr 2015 to 30 Oct 2018)

Updates to this individual's record on the FCA register.

20 hours ago
controlled function removed: Employed By at B W Financial Services Limited
20 hours ago
controlled function added: (3)Employed By at B W Financial Services Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.