Ian Karl Nicholson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 May 2013 to 13 Jan 2020)
    • CF1 Director (AR) (5 Jun 2009 to 13 Jan 2020)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 6 Aug 2007)
    • CF4 Partner (AR) (26 Apr 2006 to 16 Jan 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Jun 2009 to 13 Jan 2020)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 26 Apr 2006)
    • CF4 Partner (AR) (26 Apr 2006 to 16 Jan 2008)
  • Beaulieu Wealth Management Ltd (no longer approved here)

    FRN 501479

    • Employed By (5 Jun 2009 to 13 Jan 2020)
  • Charles Derby (Home Counties) LLP (no longer approved here)

    FRN 451134

    • Employed By (26 Apr 2006 to 13 Jan 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 27 Apr 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 27 Apr 2006)
  • The Regency Financial Partnership (no longer approved here)

    FRN 220265

    • Employed By (1 Nov 2002 to 27 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.