Ian Jones

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEALON JONES LIMITED

    FRN 968310

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
    • Responsibility for MCD Intermediation (since 15 Nov 2022)
    • Responsible for Insurance Distribution (since 15 Nov 2022)
    • SMF16 Compliance Oversight (since 15 Nov 2022)
    • SMF3 Executive Director (since 15 Nov 2022)
  • LWM10 LTD (no longer approved here)

    FRN 458204

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2022)
    • CF1 Director (AR) (18 Oct 2019 to 8 Nov 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (13 Jul 2009 to 6 Jul 2010)
  • David Stock & Co Limited (no longer approved here)

    FRN 121754

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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