Ian Jonathan Shaw

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 26 May 2022)
Pears Partnership Capital Limited
FRN 967022
- (3)Employed By (since 26 May 2022)
Orchard Road Reversions Limited
FRN 468410
- SMF16 Compliance Oversight (since 30 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- CF28 Systems and controls (1 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.