Ian Jonathan Chaplin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Aug 2017)
    • CF4 Partner (AR) (15 Feb 2018 to 19 Dec 2020)
  • Sovereign Wealth Limited

    FRN 471459

    • (3)Employed By (since 31 Aug 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (6 Feb 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Oct 2008 to 11 Nov 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
    • CF22 Investment Adviser (Trainee) (16 May 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.