Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (21 Nov 2022 to 27 Jun 2023)
    • [PRA CF] Managing a material risk taker (13 Aug 2019 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 27 Jun 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (21 Nov 2022 to 27 Jun 2023)
    • [PRA CF] Managing a material risk taker (7 Jan 2019 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2018 to 16 Nov 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 27 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.