Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (20 Jan 2025 to 1 Sep 2025)
- SMF1 Chief Executive (19 Apr 2023 to 20 Jan 2025)
- [FCA CF] Significant management (9 Dec 2019 to 19 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 19 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Sep 2025)
- Responsible for Insurance Mediation (26 Feb 2010 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (5 Jun 2002 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.