Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (14 Feb 2024 to 28 Mar 2024)
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HSBC Alternative Investments Limited
FRN 170423
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (14 Feb 2024 to 28 Mar 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.