Ian John Cooling

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortress Financial Services Limited

    FRN 836163

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
    • [FCA CF] Client dealing (since 29 Jan 2024)
  • Davies Financial Limited (no longer approved here)

    FRN 429088

    • [FCA CF] Functions requiring qualifications (21 Jan 2022 to 22 Nov 2023)
    • [FCA CF] Client dealing (21 Jan 2022 to 22 Nov 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2021)
    • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (6 Feb 2012 to 27 Dec 2012)
  • Charles Derby Associates Wealth Management Ltd (no longer approved here)

    FRN 513083

    • Employed By (6 Feb 2012 to 27 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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