Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 25 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [PRA CF] Managing a material risk taker (since 17 Jan 2022)
- [FCA CF] Manager of certification employee (since 19 Nov 2021)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 25 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [PRA CF] Managing a material risk taker (since 17 Jan 2022)
- [FCA CF] Manager of certification employee (since 19 Nov 2021)
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- [FCA CF] Manager of certification employee (7 Aug 2017 to 18 Jun 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Aug 2017 to 26 Jul 2021)
- [FCA CF] Material risk taker (7 Aug 2017 to 26 Jul 2021)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.