Ian John Bain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (16 Feb 2018 to 30 Apr 2021)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • CF30 Customer (22 Feb 2017 to 13 Mar 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Jan 2010 to 31 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 15 Jan 2010)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 11 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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