Ian James Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Salad Limited

    FRN 566220

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (19 Feb 2019 to 12 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Dec 2019)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 15 Oct 2012)
    • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.