Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2021)
    • Responsibility for MCD Intermediation (25 Mar 2021 to 8 Apr 2025)
    • SMF3 Executive Director (26 Nov 2020 to 8 Apr 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (19 Feb 2020 to 31 Aug 2021)
    • SMF3 Executive Director (19 Feb 2020 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.