Ian James Wallis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (23 Nov 2011 to 31 May 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (429)Employed By (31 May 2013 to 31 May 2022)
  • Charles Derby Associates (no longer approved here)

    FRN 486140

    • Employed By (23 Nov 2011 to 31 May 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2003 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.