Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Manager of certification employee (since 22 Dec 2025)
- [FCA CF] Algorithmic trading (since 20 Jan 2022)
- [FCA CF] Client dealing (since 27 Aug 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.