Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (5)Employed By (30 Sep 2019 to 17 Jun 2022)
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- CF30 Customer (19 Mar 2012 to 2 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 15 Jan 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (9)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (10)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (5)Employed By at Aspire + Wealth Management Limited