Ian James Lowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2021)
    • Responsibility for MCD Intermediation (23 Mar 2016 to 31 May 2021)
    • Responsible for Insurance Mediation (9 Nov 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (9 Nov 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (9 Nov 2010 to 8 Dec 2019)
    • CF1 Director (9 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.