Ian James Josh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
- [FCA CF] Client dealing (since 10 Nov 2025)
- CF1 Director (AR) (since 7 Nov 2025)
- CF30 Customer (since 7 Nov 2025)
Oculus Wealth Management (Bromsgrove) Limited
FRN 1038597
- (1)Employed By (since 7 Nov 2025)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 6 May 2025)
- [FCA CF] Client dealing (9 Dec 2020 to 6 May 2025)
- CF30 Customer (30 May 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.