Ian James Dignam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 29 Jun 2020)
    • CF30 Customer (since 29 Jun 2020)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
  • Ian James Financial Planning Ltd

    FRN 928139

    • (1)Employed By (since 29 Jun 2020)
  • Caroline Griffiths (no longer approved here)

    FRN 401793

    • Employed By (10 Oct 2014 to 13 Mar 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 May 2013 to 13 Mar 2015)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (44)Employed By (28 May 2013 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF21 Investment Adviser (12 Feb 2002 to 25 Mar 2002)
    • CF14 Risk Assessment (12 Feb 2002 to 25 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.