Ian James Collier

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Bates Campbell Ltd (no longer approved here)

    FRN 522399

    • (1)Employed By (15 Jun 2022 to 4 Oct 2024)
  • Alexander Bates Campbell Financial Planning Limited (no longer approved here)

    FRN 817090

    • CF30 Customer (15 Jun 2022 to 4 Oct 2024)
    • [FCA CF] Functions requiring qualifications (13 May 2022 to 4 Oct 2024)
    • [FCA CF] Client dealing (13 May 2022 to 4 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (13 May 2022 to 4 Oct 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (31 Jan 2022 to 15 Mar 2022)
    • [FCA CF] Functions requiring qualifications (31 Jan 2022 to 15 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (10 Aug 2021 to 24 Dec 2021)
    • CF30 Customer (29 Jul 2021 to 29 Dec 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (150)Employed By (29 Jul 2021 to 29 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (15 May 2016 to 1 Jul 2018)
    • CF30 Customer (13 Feb 2008 to 1 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Bates Campbell Ltd

  2. controlled function added: (1)Employed By at Alexander Bates Campbell Ltd