Ian James Chappell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • CF30 Customer (11 Dec 2015 to 8 Jul 2019)
  • AXA Investment Managers GS Limited

    FRN 188523

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (11 Dec 2015 to 8 Dec 2019)
    • CF29 Significant management (11 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Dec 2015 to 4 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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