Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (5 Sep 2018 to 8 Dec 2019)
  • Robert Bruce Associates Limited (no longer approved here)

    FRN 610277

    • CF30 Customer (25 Feb 2016 to 4 Jun 2018)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (1 Jul 2011 to 12 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.