Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF6 Head of Key Business Areas (4 Jun 2021 to 5 Jan 2022)
- [FCA CF] Material risk taker (25 Jun 2018 to 5 Apr 2022)
- [FCA CF] Manager of certification employee (30 Nov 2016 to 5 Apr 2022)
- [FCA CF] Client dealing (30 Nov 2016 to 5 Apr 2022)
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- CF30 Customer (29 Jun 2011 to 8 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2008)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.