Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF6 Head of Key Business Areas (4 Jun 2021 to 5 Jan 2022)
    • [FCA CF] Material risk taker (25 Jun 2018 to 5 Apr 2022)
    • [FCA CF] Manager of certification employee (30 Nov 2016 to 5 Apr 2022)
    • [FCA CF] Client dealing (30 Nov 2016 to 5 Apr 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (29 Jun 2011 to 8 Oct 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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