Ian Henry Wodehouse Potter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grindley Potter Limited

    FRN 491169

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (29 May 2013 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Feb 2009 to 31 Mar 2009)
    • CF1 Director (2 Feb 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Feb 2009 to 30 Sep 2018)
  • MORTGAGE SUPPORT NETWORK LIMITED (no longer approved here)

    FRN 301681

    • CF1 Director (AR) (7 Sep 2005 to 22 Jan 2008)
  • Miller Evans Mortgage Services Ltd (no longer approved here)

    FRN 409486

    • (4)Employed By (31 Oct 2004 to 22 Jan 2008)
  • Morland Potter (2104) (no longer approved here)

    FRN 183002

    • (5)Employed By (1 Dec 2001 to 2 Sep 2004)
  • Miller Evans Financial Services Ltd (2965) (no longer approved here)

    FRN 191375

    • (4)Employed By (14 Mar 2000 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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