Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D B Financial Management Limited (no longer approved here)

    FRN 522214

    • [FCA CF] Client dealing (17 Mar 2021 to 2 May 2022)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 2 May 2022)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.