Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 22 Jul 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (23 Oct 2003 to 31 Oct 2007)
- CF3 Chief Executive (23 Oct 2003 to 8 Dec 2019)
- CF4 Partner (23 Oct 2003 to 8 Dec 2019)
- CF27 Investment Management (23 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.