Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heron Wealth Management Limited (no longer approved here)

    FRN 428873

    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 16 Apr 2019)
    • CF11 Money Laundering Reporting (16 May 2005 to 16 Apr 2019)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (16 May 2005 to 31 Mar 2009)
    • CF1 Director (16 May 2005 to 16 Apr 2019)
    • Responsible for Insurance Mediation (16 May 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 May 2005 to 16 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.