Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSONAL FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 184595

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2005 to 15 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.