Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 21 Mar 2024)
- CF30 Customer (since 7 Mar 2024)
- CF1 Director (AR) (since 7 Mar 2024)
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Squirrel Financial Advice Limited
FRN 943160
- (1)Employed By (since 1 Mar 2021)
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- Appointed representative dealing with clients for which they require qualification (15 Mar 2021 to 27 Mar 2024)
- CF30 Customer (1 Mar 2021 to 27 Mar 2024)
- CF1 Director (AR) (1 Mar 2021 to 27 Mar 2024)
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- CF30 Customer (14 Jun 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (13 Dec 2002 to 5 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Squirrel Financial Advice Limited
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controlled function added: (1)Employed By at Squirrel Financial Advice Limited