Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2024)
    • CF30 Customer (since 7 Mar 2024)
    • CF1 Director (AR) (since 7 Mar 2024)
    • (1)Employed By (since 1 Mar 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (15 Mar 2021 to 27 Mar 2024)
    • CF30 Customer (1 Mar 2021 to 27 Mar 2024)
    • CF1 Director (AR) (1 Mar 2021 to 27 Mar 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (14 Jun 2011 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Dec 2002 to 5 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Squirrel Financial Advice Limited

  2. controlled function added: (1)Employed By at Squirrel Financial Advice Limited