Ian Galston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2020)
    • [FCA CF] Client dealing (since 8 Jun 2020)
    • CF1 Director (AR) (since 13 May 2020)
    • CF30 Customer (since 13 May 2020)
    • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
  • EK Financial Advice Ltd

    FRN 925020

    • (1)Employed By (since 13 May 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 29 Jul 2005)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (123)Employed By (19 Jul 2004 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.