Ian Frederick John Fendley

• CORPORATE SOLUTIONS (POOLE) LTD

  FRN 741551

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 6 Jul 2016)
  • CF10 Compliance Oversight (6 Jul 2016 to 8 Dec 2019)
  • CF1 Director (6 Jul 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Jul 2016 to 30 Sep 2018)
• Corporate Solutions (no longer approved here)

  FRN 188020

  • Employed By (30 Apr 1999 to 30 Nov 2006)

No changes recorded yet.