Ian Fishwick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 Jul 2007 to 31 Oct 2007)
FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 Jul 2007 to 31 Oct 2007)
FIL Investment Services (UK) Limited (no longer approved here)
FRN 121939
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF27 Investment Management (20 Jul 2007 to 31 Oct 2007)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (1 Nov 2007 to 22 Oct 2019)
- CF27 Investment Management (20 Jul 2007 to 31 Oct 2007)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF27 Investment Management (17 Dec 2001 to 28 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.