Ian Ferguson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Significant management (5 Mar 2019 to 16 Jan 2024)
- [FCA CF] Client dealing (24 Feb 2017 to 16 Jan 2024)
- [FCA CF] Material risk taker (24 Feb 2017 to 16 Jan 2024)
Evercore Partners International LLP (no longer approved here)
FRN 532714
- CF4 Partner (19 Aug 2011 to 21 Feb 2012)
- CF30 Customer (1 Jul 2011 to 21 Feb 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.