Ian Evan Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingswood Financial Advisors

    FRN 455859

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 14 Jun 2022)
    • SMF16 Compliance Oversight (since 4 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (16 Oct 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (16 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
  • KINGSWOOD INSURANCE BROKERS LTD. (no longer approved here)

    FRN 550254

    • CF1 Director (3 Oct 2011 to 14 Jul 2014)
  • Kingswood Independent Financial Advisors (no longer approved here)

    FRN 189840

    • (19)Employed By (25 Feb 1999 to 15 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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