Ian Edwin Graham O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2022)
    • [FCA CF] Client dealing (since 7 Jun 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2022)
    • CF30 Customer (27 Nov 2012 to 6 Jun 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (358)Employed By (27 Nov 2012 to 6 Jun 2022)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • CF22 Investment Adviser (Trainee) (6 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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