Ian Edward Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LENDINVEST FUNDS MANAGEMENT LTD

    FRN 624223

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (13 Dec 2019 to 14 May 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 14 May 2020)
    • CF3 Chief Executive (27 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jul 2016 to 3 Jan 2017)
    • CF11 Money Laundering Reporting (20 Jul 2016 to 3 Jan 2017)
    • CF10a CASS Oversight function (23 Nov 2015 to 24 Apr 2018)
    • CF1 Director (5 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
  • LendInvest Loans Limited

    FRN 737073

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (13 Dec 2019 to 24 May 2022)
    • SMF9 Chair of the Governing Body (13 Dec 2019 to 24 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 May 2022)
    • CF11 Money Laundering Reporting (28 Dec 2016 to 4 Jan 2017)
    • CF1 Director (28 Dec 2016 to 8 Dec 2019)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (AR) (5 Apr 2018 to 30 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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