Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (14 Mar 2019 to 29 Aug 2019)
- CF30 Customer (3 Mar 2008 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (14 Mar 2019 to 29 Aug 2019)
- CF30 Customer (3 Mar 2008 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.