Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (14 Mar 2019 to 29 Aug 2019)
    • CF30 Customer (3 Mar 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (14 Mar 2019 to 29 Aug 2019)
    • CF30 Customer (3 Mar 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.