Ian Donald Carnegie-Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 14 Dec 2017)
    • [PRA CF] Managing a material risk taker (since 14 Dec 2017)
    • [FCA CF] Manager of certification employee (since 14 Dec 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2016)
    • [FCA CF] Material risk taker (since 20 Dec 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (9 Jun 2008 to 11 Sep 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.