Ian Dempsey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2023)
    • CF1 Director (AR) (since 17 Nov 2022)
    • CF30 Customer (since 17 Nov 2022)
    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 4 Jan 2023)
    • [FCA CF] Client dealing (29 Apr 2022 to 4 Jan 2023)
  • The Wealth Strategist Limited

    FRN 977227

    • (1)Employed By (since 17 Nov 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (3 May 2019 to 1 Apr 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (596)Employed By (3 May 2019 to 1 Apr 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Nov 2016 to 10 May 2019)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (30)Employed By (2 Nov 2016 to 10 May 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Jul 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Dec 2009 to 21 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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