Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ian Davies
FRN 792678
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 6 Mar 2018)
- Responsible for Insurance Mediation (6 Mar 2018 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.