Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OAKWOOD HOME FINANCE LTD
FRN 949215
- Responsibility for MCD Intermediation (since 21 Jan 2022)
- SMF3 Executive Director (since 21 Jan 2022)
- SMF16 Compliance Oversight (since 21 Jan 2022)
- Responsible for Insurance Distribution (since 21 Jan 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 22 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Aug 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 22 Aug 2023)
- CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
- CF30 Customer (1 Jul 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.